Financial Planning
| Introductory Session | No Fee | |
| Initial Financial Planning | Starts at $4,000 | |
| Implementation of financial plan | Dependent upon client’s needs; quote available upon completion of a financial plan | |
| Ongoing Financial Planning | Starts at $250/quarter |
Hourly services are available under certain circumstances.
Asset Management
| For assets up to: | $1,000,000 | 1.00% | |
| $1,000,001 | to | $3,000,000 | 0.60% |
| $3,000,001 | to | $6,000,000 | 0.30% |
| $6,000,001 | to | $10,000,000 | 0.25% |
| $10,000,001 | to | $20,000,000 | 0.20% |
| $20,000,001 | + | 0.15% |
Minimum Annual Fee Rate: $ 8,000 Annual Fee, billed quarterly.
529 Plans
Setup Fee: $250 Managed: 0.10% of market value Annual Fee, billed quarterly.
Annuity Services
Managed: The lesser of .5% of market value, or the fee that would result from adding the annuity asset(s) to the other managed assets. Non-Managed: $500 set-up fee Annual Fee, billed quarterly.
Due Diligence/Ad Hoc Services
Managed portfolios up to $20,000,000 will be billed at $250/Hour plus any expenses incurred during the due diligence process. For portfolios with assets under management that are greater than $20,000,000, most due diligence and ad hoc services will be included as part of the advisory services; therefore, the client will only be charged for expenses directly related to the services being performed (i.e., travel costs, third-party service fees, etc.)
Consulting and other special services are available at an hourly rate or a fixed retainer. Billing for such services is customarily done monthly. Fees are negotiable, based upon the complexities and circumstances of your individual situation.